SRA’s £600,000 AML crackdown exposes a deeper drawback: compliance neglect within the authorized sector
Over the previous six months, the SRA has fined 59 regulation companies a mixed £600,000 for failing to adjust to ...
Read moreTag: SRAs
From shopper account to compliance failure: classes from the SRA’s £68K wonderful
The SRA’s £68K wonderful towards Scott-Moncrieff & Associates (ScoMo) isn't just one other AML enforcement headline. It's a clear reminder ...
Read more
What’s on the SRA’s radar this 12 months?
On the Regulation Society’s Danger and Compliance Annual Convention on March 12, the Solicitors Regulation Authority (SRA) mentioned its key ...
Read more
